HOSTED IN CONJUNCTION WITH
EVENT OVERVIEW
Faegre Drinker is teaming up with the University of Denver Sturm College of Law, PINE Advisor Solutions, RSM, and Ultimus Fund Solutions to host the annual Rocky Mountain Fund Advisers Summit.
Please join us for practical, forward-looking sessions on the regulatory, operational, and market issues shaping the fund advisory landscape, including a keynote address from Nicholas Heinke, the Securities and Exchange Commission (SEC) associate director for enforcement in the Denver Regional Office.
Whether you're navigating evolving SEC priorities, rethinking fund structures, or refining your capital-raising strategy, this Summit is designed to deliver insights you can put to work immediately.
TOPICS COVERED
Fireside Chat: SEC Enforcement Priorities
Updating Fund Documents: Regulatory and Operational Considerations
Structuring Fund Sponsor Agreements: Governance, Carry Participations, and Separation Planning
Capital Raising Strategies: Institutional Channels, Intermediaries, and Placement Agents
Retail Alternatives: Product Innovation and Investor Access
WHEN
WHERE
Faegre Drinker
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